| Client |
Role |
Location |
Engagement Description |
| Trend Homes |
Financial Advisor to Bank Group |
Phoenix, AZ |
Retained by secured bank group as an advisor on this $80 million credit to this large Arizona-based production home builder. Assisted in the negotiation of cash collateral, adequate protection, and the sale of the bank's collateral to a third party buyer. |
| ITC Homes |
Financial Advisor to Secured Lender |
Tucson, AZ |
Retained by secured Creditor (owed $15 million) to oversee the completion of this 200-home residential housing development. Responsible for site inspection and approval of all payments by Debtor. Addressed issues with buyers, sub-contractors, and others related to the development. |
| First Magnus Financial Corporation |
Advisor to Debtor/ Liquidating Trustee |
Tucson, AZ |
Initially retained as the financial advisor to the Debtor of a national private mortgage lender with assets of approximately $2 billion. Assisted debtor in all aspects of its bankruptcy and liquidation. Appointed as Liquidating Trustee pursuant to a Plan of Liquidation to recover assets for the estate and provide distributions to Creditors. |
| Handmaker Senior Living |
Financial Advisor to Bond Trustee |
Tucson, AZ |
Retained as feasibility expert on behalf of secured bondholder group ($21 million principal value). Prepared report and provided testimony. |
| Global Grounds Greenery et al. |
Liquidating Trustee |
Phoenix, AZ |
Appointed Trustee pursuant to a confirmed plan of liquidation on what was formerly a ponzi scheme case. Responsible for final asset recovery and distributions under the Plan. |
| Peter Patel, et al. |
Financial Advisor to Debtor |
Phoenix, AZ |
Financial advisor to owner of 11 budget hotels, condominiums, and vacant land in rural Arizona. Assisted Debtor in developing plan of reorganization and related bankruptcy litigation. |
| Supplier and Secured Creditor to Empire Glass |
Financial Advisor to Secured Creditor |
Phoenix, AZ |
Retained as financial advisor to this supplier and secured Creditor of Empire Glass, a regional windshield repair and replacement company. Duties included working with Debtor on cash collateral matters and developing a plan of reorganization. |
| Unsecured Creditor |
Financial Advisor |
Tempe, AZ |
Financial advisor to a large unsecured Creditor in a preference litigation matter. Assisted client in its defense of this avoidance matter by creating a defense strategy. |
| Xeba, Inc. |
Chapter 7 Trustee |
Phoenix, AZ |
Elected by unsecured Creditors as Trustee over a $25 million computer manufacturer to maximize recovery for Creditors. Primary services included asset recovery and fraud investigation. |
| Fourthstage Technologies Liquidating Trust |
Chapter 11 Liquidating Agent |
Phoenix, AZ |
Responsible for claims settlement process, prosecution of preferences, and other causes of actions, including D&O insurance, securities violations, and other matters. |
| National Banking Institution |
Advisor to Secured Lender |
Phoenix, AZ |
Retained by the secured lender to Cesar Color in its Chapter 11 bankruptcy proceedings. Retained to assist lender in analyzing cash collateral, financial activities of the Debtor, and other matters centered on recovery. |
| LeapSource, Inc. |
Financial Advisor to Chapter 7 Trustee |
Phoenix, AZ |
Retained to perform business valuation services of this business-outsourcing provider, and other services to support U.S. Trustee in maximizing return to Creditors and other stakeholders. |
| Fourthstage Technologies, Inc. |
Financial Advisor to Debtor |
Phoenix, AZ |
Retained as financial advisor to Debtor of this national operator of high-speed data centers that provided co-location, web hosting, broadband connectivity, and managed services. Role included forecasting, assisting management with operational matters, asset sales, valuation issues, and formulation of a plan of reorganization. |
| International Commercial Bank |
Financial Advisor to Bank / Responsible Party for Management of Debtors' Operations during Chapter 11 |
Phoenix & Tucson, AZ; Long Island, NY, and Philadelphia, PA |
Provided financial and operational oversight to lender for a $25 million revenue publisher of free weekly publications prior to a Chapter 11 filing by the Debtor. Subsequently appointed by U.S. Bankruptcy Court for the District on Eastern NY as the Responsible Party to manage the Debtors' affairs. Duties included interim management of operations, management of the asset sale process, and other bankruptcy related issues. |
| Sun Valley Furniture (d/b/a Bedroom Superstore) |
Business & Financial Advisor to Debtor |
Arizona, California, Wisconsin, Utah |
Provided interim management services and financial advisory services. Assisted in DIP financing and managed business sale process for this $40 million furniture retailer. |
| Stevens Financial Group, Ltd |
Chapter 11 Liquidating Trustee |
Page, AZ |
Responsible for asset disposition, claims negotiations and settlement process, and administration for a trust with assets of approximated $8.2 million. |
| Sunrise Airlines, Inc. |
Advisor to Debtor in Chapter 11 |
Page, AZ |
Arizona-based airline that provided multi-state commuter service, Grand Canyon and Northern Arizona air tours, and cargo routes. Sunrise operated approximately 29 aircraft. Advised Debtor on all business and bankruptcy related matters. |
| National Banking Institution |
Financial Expert on Plan Feasibility |
Phoenix, AZ |
Retained to review Plan of Reorganization and provide expert opinion with respect to feasibility on this brake-manufacturing company. |
| Marine Military Academy |
Advisor to Debtor in
Chapter 11 |
Harlingen, TX |
Retained by Debtor to provide expert testimony on interest rates related to $10 million municipal bond issue and plan feasibility. |
| National Loan Servicing Company |
Expert witness to Secured Creditor |
Phoenix, AZ |
Retained as interest rate and plan feasibility expert for secured Creditor in a single asset hotel Chapter 11 case. |
| Secured Creditor Groups |
Interest Rate Expert |
Phoenix, AZ |
Retained as interest rate expert for several secured Creditors related to a multi state retail operation. |
| Name Droppers |
Financial Advisor to Debtor |
Reno, NV |
Served as financial advisor to the Debtor of this specialized retailer. Assisted in developing financial forecast model as well as feasibility analysis. Assisted Debtor in improving cash management, cost reductions, and improvements in inventory management. |
| Gamet Technology, Lodging and Gaming System & Caughlin Club |
Financial Advisor to Debtor |
Reno, NV |
Financial advisor to Debtors in these Chapter 11 cases. Debtors include a casino and hotel management software company (Lodging and Gaming Systems), a software development company (Gamet), and a health club (the Caughlin Club). Advised on developing plans of reorganization, feasibility analyses, and claims analyses. Assisted in asset sale process, including producing sales memorandum and identifying potential buyers as well other general restructuring matters. |